- H has been a
patient in Ashworth Special Hospital ("Ashworth") since 1994. Until 22 March
2001, he was detained there under section 3 of the Mental Health Act 1983
("the Act"). On that date, the Mental Health Review Tribunal for West Midlands
and North West Region ("the Tribunal") discharged him from detention. He did
not leave hospital because he had nowhere to go. Instead, he remained as a
voluntary patient. On 26 March, Dr Croy, H's Responsible Medical Officer ("RMO")
signed a report on him for the purposes of section 5(2) of the Act. On 28
March, two registered medical practitioners, Dr Croy and Dr Silva, made written
recommendations for the admission of H for treatment pursuant to section 3
of the Act. On 29 March, Ms Berry, an approved social worker ("ASW") for the
purposes of the Act, made an application for the admission and detention of
H pursuant to sections 3 and 13. At 16.40 on the same day, the managers of
Ashworth acted on that application, and since that date have detained him
for treatment under the Act.
- On 29 March,
Ashworth started judicial review proceedings against the Tribunal in which
they contended that the decision of 22 March was legally flawed. On the same
day, Stanley Burnton J gave permission to apply for judicial review, and made
an order staying the carrying into effect of the decision, and granted an
injunction prohibiting the release of H pursuant to it.
- On 4 May 2001,
H started judicial review proceedings in which he sought to challenge as unlawful
the recommendations of Dr Croy and Dr Silva of 28 March, the application of
Ms Berry of 29 March as well as the decision of the managers of Ashworth to
admit H on that date.
- The two proceedings
were heard at the same time by Stanley Burnton J. In a clear and comprehensive
judgment given on 9 November 2001, he upheld the challenge by Ashworth and
quashed the decision of the Tribunal; and he dismissed the challenge by H
to the acts of the doctors, the ASW and the hospital managers.
- H now appeals
against both decisions. So far as H is concerned, the outcome of these appeals
is of no interest whatsoever. This is because, following his readmission to
Ashworth on 29 March 2001, he applied to another tribunal for a discharge.
On 4 April 2002, the tribunal decided that he should not be discharged. Nevertheless,
the appeals raise issues of considerable importance in the field of mental
health law. It is common ground that, if the judge was right to quash the
decision of the Tribunal, then H was lawfully detained at the hospital under
the procedures put in place prior to that decision, and that H's challenge
to the decisions of Doctors Croy and Silva, Ms Berry and the managers of Ashworth
fall away. That challenge is based on the premise that the Tribunal's decision
was lawful. If the Tribunal's decision was lawful, the question whether he
was lawfully detained remains, and that depends on the lawfulness of the decisions
which led to his readmission on 29 March.
The background
and events leading to the Tribunal's decision of 22 March
- The admission
of H to Ashworth was precipitated by an incident in July 1994, when he gained
access to his ex-partner's house, chasing her with a knife. He punched and
kicked her and placed his son in an arm-lock. Once admitted to a medium secure
unit ("MSU") a few days later, he kicked down a door, assaulted the social
worker and gained access to another ward, where he attacked a junior doctor
striking him about 20 times with blows to the head. Following an assault on
a secretary, he was transferred from the MSU to Ashworth.
- H has a long
history of violence going back to the early 1980s. He was convicted of criminal
offences a number of times. On one occasion in 1984, he was transferred from
prison to a mental hospital, having assaulted prison officers with an iron
bar, and having set fire to his bedding. In the late 1980s, he was admitted
to Broadmoor. He was released by a mental health review tribunal in 1991.
There were subsequent relapses, and several further in-patient episodes until
the incident in 1994 to which I have already referred. In 1993, he attacked
a fellow patient, and at about the same time, he decided that the baby his
wife was carrying was connected to the Devil and not his own, and should be
killed. This provoked the attack that led to his detention in Ashworth.
- Between 1994
and 1997, there were many examples of aggressive behaviour at Ashworth, including
assaults on staff and patients. In 1998, his medication was substantially
increased. Thereafter, his aggression continued, but at a reduced level: in
particular, there were no further acts of physical violence.
- Dr Williams
was his RMO between September 1994 and April 1997. In January 1998, Dr Croy
became his RMO. From time to time, he applied to a tribunal for discharge,
but until 22 March 2001, all his applications were unsuccessful.
The documents
before the Tribunal at the hearing on 22 March
- There were before
the Tribunal no fewer than 9 medical reports from 6 doctors, namely Drs Williams,
Croy, Duncan, Cole, Lomax and Heads. Dr Duncan and Dr Lomax were psychiatrists
who had been instructed by H's solicitors, and were independent of Ashworth.
Dr Heads, of the Ealing Hammersmith and Fulham Mental Health Trust, wrote
a report dated 2 October 2000 in which she said that H continued to require
care and treatment in conditions of maximum security, and that he had not
made enough progress to move to a long-term medium secure unit. In his report
of 30 October 2000, Dr Lomax recommended that H be transferred to a MSU.
- In her report
of 26 February 2001, Dr Croy said that H's illness required him to be detained
in hospital for treatment in the interests of his own health, his own safety
and for the safety of others. His lack of insight and openness with staff,
and the general level of his hostility would make it very difficult to supervise
him in the community. She concluded her report:
"Should
the long-term medium secure facility in H's home area agree that they could
manage him in their unit, then I would support his transfer there. However,
given their expressed concerns, it remains appropriate for him to be treated
at Ashworth"
- Dr Williams
was of the opinion that H suffered from paranoid schizophrenia, but that the
illness was no longer of a nature or degree that continued to require treatment
in a hospital setting. In his report of 8 March 2001, he said:
"The
symptoms of the illness are well controlled and he has gained full insight
into illness. He intends to continue with his treatment on discharge and appreciates
that he would need professional help to resettle in the community".
- He strongly
disagreed with the view of Dr Cole that H required long-term medium secure
facilities. He was of the opinion that it would be appropriate for H to be
discharged and made subject to supervision under section 25A of the Act.
- In short, only
Dr Williams thought that H was ready for discharge, but, according to his
report, even he thought that H should be subject to an application for supervision
upon discharge, ie liable to detention.
- There were also
reports by two social workers. Tita Ariola, a senior social worker employed
by the London Borough of Hammersmith and Fulham ("LBH"), reported that if
H were discharged, the local authority would not be able to provide appropriate
accommodation, since he still needed a high level of care and supervision.
She continued:
"The
London Borough of Hammersmith and Fulham is hopeful that H will soon respond
to treatment and rehabilitation. It seems, however, that an adequate and appropriate
treatment management can still only be effected at Ashworth Hospital at this
stage. Indeed, Dr Heads' report suggested that H still requires care and treatment
in conditions of maximum security. The view of the local authority is that
H meets the criteria for section 3 of the Mental Health Act 1983.
In
view of this, Social Services feel that perhaps a transfer to a medium secure
unit could be looked at again after reassessment at a later date by forensic
psychiatrist at Three Bridges. If this is the decision of the Tribunal, gradual
re-introduction to the community can then be effected from the Regional Secure
Unit".
- Tim Miles, a
social worker at Ashworth, wrote that it was appropriate for H to remain detained
in hospital for treatment, and that it would "seem advisable for his rehabilitation
to be via an MSU where it could proceed by stages and where he and his potential
community supervisors could establish a relationship prior to his eventual
discharge".
The hearing on
22 March and the decision
- Dr Croy presented
the case for Ashworth. Both H and LBH were represented by counsel. The only
doctors present were Dr Croy and Dr Williams. They both gave evidence orally.
Other oral evidence was given by H and Mr Miles. The hearing lasted three
hours. At the conclusion of the evidence and submissions, the Tribunal asked
the parties to retire. At about 13.55 hrs, the Tribunal announced their decision,
which was that H was to be discharged with effect from 14.00 hrs.
- There was a
dispute before the judge as to what, if anything, was said by the chairman
(Mr Simms) as to why the Tribunal had not adjourned the hearing until they
knew what after-care arrangements were in place, or directed a deferred discharge
under section 72(3). The judge accepted as accurate the contemporaneous notes
made by Mr Lloyd, H's solicitor, which included the following:
"It
became clear that the Tribunal accepted the evidence of Dr Williams. They
specifically stated that they did not accept the evidence of Dr Heads or of
the other doctors in this case. They were therefore discharging [H]. Consideration
had been given as to whether such discharge should be deferred in order to
provide time for the appropriate section 117 after care package to be put
in place. On the basis of the experience of the Tribunal, no matter how often
matters were deferred in Ashworth Hospital nothing ever happened"
- There is no
challenge by H to this finding by the judge. The written decision of the Tribunal
was produced and given to the parties immediately after the announcement of
their decision. The reasons given were as follows:
"The
Tribunal accepted the medical evidence that the patient suffers from a mental
illness namely schizophrenia which manifested itself in the 1980s in assaultative
behaviour, paranoid ideas and auditory hallucinations. This behaviour extended
to the 1990 [sic]. Since 1997 there have been no further episodes of violence.
The patient accepts that he has a mental illness and complies with medication
– he states he will continue to do so. He presented well to the Tribunal and
responded appropriately to questions. Dr Williams has known the patient for
some years and we accept his evidence of:
an
assurance of compliance
the
recent three year non-violent history
the
level of insight
a
period of recent stability and the maintenance of a job."
Events following
the Tribunal's decision
- The judge summarised
the immediate response of the interested parties at paragraph 30 of his judgment
in the following terms:
"30.
The Hospital was surprised at the Tribunal's decision. No one in the Hospital
had considered H's discharge a realistic possibility. Indeed, it is clear
that there was consternation on the part of the Hospital and the local authority,
and subsequently the local health authority, none of whom believed that the
immediate discharge of H was justified under the Act or in his or the public
interest. Neither the local authority nor the local health authority had made
arrangements for H's accommodation or aftercare. H was naturally delighted
at the decision. There was, however, nowhere for him to go. On 22 March he
signed an agreement to remain in the Hospital as an informal patient until
he or the Hospital could find suitable accommodation and to abide by hospital
rules. It stipulated that he was free to leave the Hospital between 10.00am
and 5.00pm."
- An urgent case
conference was convened by LBH on 23 March. In a witness statement, David
Worth, the Assessment and Advice Manager of LBH's Homelessness and Advice
Service, records the view of those who attended the conference as follows:
"The
decision of the Mental Health Tribunal to discharge (H) with no notice and
without an adequate care package denies the department the opportunity to
find suitable appropriate accommodation for (H). We are left only with the
option of providing unsuitable accommodation in B and B type accommodation
which may well involve unacceptable risk to his own mental health and to other
vulnerable people if he were to relapse into violent behaviour. Had the Tribunal
itself recommended a period of further assessment and treatment in a medium
secure hospital setting then we would have been able to liase with colleagues
there to make appropriate arrangements for his housing in a sensible time
scale in the interests of (H) himself as well as the wider community."
- Immediately
after the Tribunal's decision, Ashworth sought legal advice as to the possibility
of a challenge by judicial review proceedings. By 26 March, advice had been
received that there were grounds for seeking judicial review, and instructions
had been given to start proceedings. Later that day, Dr Croy signed Form 12,
a report under section 5(2) of the Act. The effect of this was that H became
liable to detention until the evening of 29 March.
- As I have already
said, on 28 March, Dr Croy and Dr Silva made their recommendations for the
purpose of section 3 of the Act. On 29 March, Ms Berry completed her application
for the detention of H under that section, and this was accepted by the management
of Ashworth. The reasons given at the time by Dr Croy for taking these steps
were that H was suffering from paranoid schizophrenia; although he was relatively
settled on medication, he was likely to stop taking it when he left hospital;
he had no after-care package; and he was unlikely to remain "informally" in
hospital now that he knew that the Tribunal's decision was being challenged.
The reasons given by Dr Silva were not materially different. Both doctors
have amplified their thinking in witness statements prepared for these proceedings.
It is clear that they disagreed fundamentally with the decision of the Tribunal.
Dr Croy said:
"I
feel I should say that it is my clear view as a clinician that it is not at
all in his best interest to be discharged rapidly into an environment where
he is likely to relapse, may even cause harm to others and, certainly, will
not further the process of his becoming well. I had well in mind, having taken
advice, the latest learning in this area from the Court of Appeal and I made
my Section 3 application in the full knowledge of the Tribunal decision on
other matters that had gone before. My clinical judgment remained the same,
and, in the light of the legal view which had been expressed that the Tribunal
decision was, arguably, challengeable and unlawful, therefore it is my duty
to proceed under Section 5 and Section 3."
- In addition
to his criticisms of the Tribunal's decision, Dr Silva said (paragraph 15
of his statement) that it seemed to him that there were further material matters
that had come to light of which the Tribunal appeared to be unaware. These
were that (a) they did not appear to know that there was no accommodation
available, and (b) there was evidence of clinical psychosis which seemed to
be a "significant change of circumstances from the patient's presentation
in the Tribunal". Dr Silva continued:
"I
say this because it is impossible to believe that they would have released
him had he presented to them as he presented to me."
- Ms Berry was
given H's case on 29 March. Later that day, Mr Lloyd sent a fax to Ashworth's
solicitors stating that H was willing to remain in hospital voluntarily to
allow a reasonable time for an appropriate section 117 care-plan to be set
up, and suitable community care arrangements to be put in place. Ms Berry
interviewed H, and considered the information that she had. She had to take
a decision urgently. She was aware of the judicial review proceedings, and
the interim relief that had been granted by the court. She had been told that
Ashworth was not seeking an injunction, since it had been advised that it
was preferable to detain H under section 3. She knew of Dr Williams' recommendation
of supervised discharge; that no care package was in place; and she took account
of the views expressed by Dr Croy and Dr Silva. She decided to make the application.
- H's case was
discussed at the most senior levels within Ashworth. The thinking that lay
behind the decision to detain H is explained in detail by Dr James, Ashworth's
Medical Director. In her witness statement, he says:
"A
decision had already been taken, on legal advice to judicially review the
decision. This is because, we believed and were advised that the decision
was arguably unlawful. Accordingly, we were aware that the decision of the
Tribunal was not to be accorded the same weight as it would otherwise have
been. Secondly, it was not clear to us on reading the decision that the Tribunal
had grappled with the important issues in relation to (H). Even after discussion
with Dr Croy we were not able to satisfy ourselves that the Tribunal had grappled
with the relevant issues. Thirdly, we were very well aware that there were
no after-care arrangements in place and that if (H) were discharged he would
have nowhere to go. Fourthly, we were concerned about the risk posed by (H)
were he to be discharged into the community in these circumstances.
12.
I should add that (H) had, by then, been discussed at the most senior levels.
Very great consideration was given to the prospect of re-sectioning (H). Following
this, the view was taken that in the circumstances the appropriate assessments
should be undertaken which could lead to completion of the medical recommendations
and application for admission. In reaching this view we were fully aware of
the undertaking signed by (H) on 22 March 2001. We were not, however, convinced
that it would be appropriate for us to rely wholly upon the undertaking given
(H)'s history of going back on his assurances as to treatment and conduct
generally. In any event, it was brought to my attention that on 26 March he
indicated a present indication to leave the hospital immediately. Moreover,
Dr Croy in her Section 5(2) Report stated that – 'He has no current after-care
package (which is being examined) and has now become aware of the legal challenge
to the Tribunal decision to discharge him ... and is therefore unlikely to
stay informally'.
13.
Equally, when it was decided to apply for admission of (H) under Section 3,
on 29 March 2001, the managers decided to accept the admission, we were of
the firm view that notwithstanding the injunction, this was necessary."
Summary of judgment
below
- The judge held
(paragraphs 60-76) that the decision of the Tribunal was one which no "sensible
tribunal acting with due appreciation of its responsibilities would have made".
He laid particular emphasis on the fact that no after-care arrangements were
in place, so that the decision to discharge was a "step in the dark that was
unnecessary and unjustified". He went on to consider the adequacy of the Tribunal's
reasons, and found these wanting (paragraphs 77-82). He, therefore, decided
to quash the decision on these two grounds.
- He then addressed
H's challenge to his readmission. He held that, since H had been discharged
at 14.00 hrs on 22 March, the stay that he had granted on 29 March was of
no effect (paragraph 96), and that, save in exceptional cases, it would not
have been proper for the court to grant an injunction after 14.00 hrs on 22
March prohibiting the release of H from detention. He then considered the
position of Drs Croy and Silva, Ms Berry and the hospital managers in the
light of the decision of this court in R (Von Brandenburg) v East London
and The City Mental Health NHS Trust [2001] EWCA Civ 239, [2002] QB 235,
and decided that the decisions taken by them were not unlawful.
- It will be necessary
to examine the judge's reasoning in more detail later, but this bare summary
will suffice to enable me to identify the issues that arise on these appeals.
The issues
- The principal
grounds of appeal advanced by Mr Paul Walker QC on behalf of H are that the
judge was wrong to hold that:
(a)
interim relief could not lawfully be granted in a case where judicial review
is sought of a tribunal decision to discharge a patient once the time stipulated
for discharge has been reached;
(b) the principles enunciated by this court in Von Brandenburg
do not apply to a case where the recent decision of a tribunal is arguably
open to judicial review;
(c) the Tribunal's decision was unreasonable in the Wednesbury [1948]
1 KB 223 sense; and
(d) the Tribunal's reasons were inadequate.
The statutory
framework
- Like the judge,
I do not propose to set this out, since it is conveniently summarised at paragraph
7 of the judgment of Lord Phillips in Von Brandenburg to which reference
should be made.
Is there jurisdiction
to grant a stay?
- The judge reasoned
as follows. As from 14.00 hrs on 22 March, H was discharged from detention,
and Ashworth ceased to have any power to detain or treat him against his will.
A stay may defer the legal consequences of a decision, but it cannot turn
the clock back to undo what has already been done. As regards an injunction,
although the court has power under section 37 of the Supreme Court Act 1981
to grant an injunction prohibiting a patient from leaving a hospital, and
requiring him to agree to treatment, the judge could not think of any circumstances
in which it would be proper to use the power. He concluded "with reluctance"
that
"except
possibly in the most exceptional cases, the court has no power to grant effective
interim relief in a case in which judicial review is sought of the decision
of a Mental Health Review Tribunal to direct the immediate discharge of a
patient".
- It followed
that the advice communicated to Ms Berry as to the doubtful effects of the
order for interim relief was correct, and that, if effective relief was to
be sought in a case such as the present case, it must be sought under the
provisions of the Act.
- Mr Walker submits
that the judge was wrong to say that the grant of a stay pre-supposes that
it involves undoing the order under challenge. A stay merely suspends the
effects of the order. It holds the ring. There is no doubt that the court
can at a substantive judicial review hearing undo the order under challenge.
If that is so, there is no good reason why the court should not be able to
suspend that order in the interim. He refers to R (on the Application of
Epsom and St Helier NHS Trust) v Mental Health Review Tribunal [2001]
EWHC Admin 101, a decision of Sullivan J. In that case, a tribunal ordered
the patient to be immediately discharged from detention under section 3. The
decision was challenged by the hospital by proceedings for judicial review.
In view of what the judge described as "these wholly exceptional circumstances",
he expedited the hearing of the application and granted a stay of the order
pending the hearing. He said (paragraph 30) that this course "was necessary
to allow PEG feeding to continue, if necessary by the use of physical restraint,
in order to preserve W's life pending the resolution of the legal challenge
to the decision to release her from liability to s.3 detention".
- We have been
referred to two authorities where the scope of the power to order a stay is
discussed. The first is R v Secretary of State for Education and Science
ex p Avon [1991] 1 QB 558. In this case, a local authority was
granted leave to apply for judicial review of decisions of the Secretary of
State concerning the reorganisation of education in the county, and applied
for a stay of the implementation of the decisions pending determination of
the application for judicial review. Although a stay was refused on the facts,
this court held that the phrase "the proceedings" in RSC Ord 53 r 3(10)(a)
should be construed widely and that, so construed, it embraced not only judicial
proceedings, but also administrative decisions "and the process of arriving
at such decisions": see page 562B. Glidewell LJ gave the leading judgment
with which Taylor LJ and Sir George Waller agreed. At page 562H, he said:
"The
effect of a stay would not be to nullify the various statutory provisions.
It would be to defer the date for the implementation of the proposals
until the judicial review proceedings were concluded."
- The second authority
is a decision of the Privy Council, Minister of Foreign Affairs, Trade
and Industry v Vehicle and Supplies Ltd [1991] 1 WLR 550. Section 564B(4)
of the Judicature (Civil Procedure Code) Law of Jamaica provided that the
grant of leave to apply for an order of prohibition or certiorari should,
if the judge so directed, operate as a "stay of the proceedings in question"
until the determination of the application or until further order. The Minister
instructed the sole specified importer of approved motor vehicles to order
certain vehicles for importation and to distribute them in accordance with
the Minister's allocation. The applicant dealers applied for leave to apply
for an order of certiorari to quash the Minister's allocation, or an order
prohibiting him from implementing it. The Privy Council dismissed the appeal
from the Court of Appeal of Jamaica on the grounds that there was no basis
for interfering with the decision of the first instance judge, in the exercise
of his discretion, to set aside the stay. But the Privy Council went on to
say that there was in any event "every ground for challenging the order of
a stay as a matter of law" (556E). The opinion was given by Lord Oliver. At
page 556E, he said:
"It
seems in fact to have been based upon a fundamental misunderstanding of the
nature of a stay of proceedings. A stay of proceedings is an order which puts
a stop to the further conduct of proceedings in court or before a tribunal
at the stage which they have reached, the object being to avoid the hearing
or trial taking place. It is not an order enforceable by proceedings for contempt
because it is not, in its nature, capable of being "breached" by a party to
the proceedings or anyone else. It simply means that the relevant court or
tribunal cannot, whilst the stay endures, effectively entertain any further
proceedings except for the purpose of lifting the stay and that, in general,
anything done prior to the lifting of the stay will be ineffective, although
such an order would not, if imposed in order to enforce the performance of
a condition by a plaintiff (e.g. to provide security for costs), prevent a
defendant from applying to dismiss the action if the condition is not fulfilled:
see La Grange v McAndrew (1879) 4 QBD 210".
- He then referred
to section 564B(4) and continued:
"This
makes perfectly good sense in the context of proceedings before an inferior
court or tribunal, but it can have no possible application to an executive
decision which has already been made. In the context of an allocation which
had already been decided and was in the course of being implemented by a person
who was not a party to the proceedings it was simply meaningless. If it was
desired to inhibit J.C.T.C. from implementing the allocation which had been
made and communicated to it or to compel the minister, assuming this were
possible, to revoke the allocation or issue counter-instructions, that was
something which could be achieved only by an injunction, either mandatory
or prohibitory, for which an appropriate application would have had to be
made. The minister's apprehension that that was what was intended by the order
is readily understandable, but if that was what the judge intended by ordering
a stay, it was an entirely inappropriate way of setting about it."
- It will be seen
that there is a conflict between these two authorities as to whether the court
has power to grant a stay of administrative decisions. This court is bound
to follow Avon, but, in any event, the present case is not concerned
with the decision of an administrative body, but that of a court.
- Mr Pleming QC,
supported by Miss Morris and Mr Knafler, submits that, in the light of these
two authorities, and as a matter of principle, the court has no jurisdiction
to grant a stay of a tribunal order for the discharge of a patient once that
order has been implemented. Mr Pleming helpfully identifies three different
situations, which I shall call respectively "case A", "case B" and "case C".
In case A, the tribunal orders discharge, but the order has not yet taken
effect because the tribunal directs under section 72(3) that the discharge
of the patient is to be deferred to a specified future date. In case B, the
tribunal orders discharge to take effect immediately, but the patient chooses
not to leave the hospital. The present case falls into this category. In case
C, the tribunal orders discharge to take effect, and it is implemented and
the patient leaves the hospital before any application is made to the court
for a stay.
- Mr Pleming concedes
that the court would have jurisdiction to grant a stay in case A, because
the order of the tribunal has not been implemented. In case B, however, Mr
Pleming submits that there is no jurisdiction to grant a stay. The order for
discharge has been fully implemented. The hospital no longer has power to
detain the patient. The patient is a free person, as free to leave as a visitor
to the hospital or a member of the hospital staff. There are no further steps
in the process of carrying the decision of the tribunal into effect, and therefore
there are no proceedings to stay. Mr Pleming submits that case C is in principle
no different from case B.
- So does the
court have jurisdiction to grant a stay in cases B and C? I see no difference
in principle between the two categories of case. The relevant rule is CPR
54.10, which is in substantially the same terms as its predecessor RSC Ord
53 r 3(10), and so far as material provides:
"(1)
Where permission to proceed is given the court may also give directions;
(2)
Directions under paragraph (1) may include a stay of proceedings to which
the claim relates".
- The purpose
of a stay in a judicial review is clear. It is to suspend the "proceedings"
that are under challenge pending the determination of the challenge. It preserves
the status quo. This will aid the judicial review process and make it more
effective. It will ensure, so far as possible, that, if a party is ultimately
successful in his challenge, he will not be denied the full benefit of his
success. In Avon, Glidewell LJ said that the phrase "stay of proceedings"
must be given a wide interpretation so as apply to administrative decisions.
In my view, it should also be given a wide interpretation so as to enhance
the effectiveness of the judicial review jurisdiction. A narrow interpretation,
such as that which appealed to the Privy Council in Vehicle and Supplies
would appear to deny jurisdiction even in case A. That would indeed be
regrettable, and, if correct, would expose a serious shortcoming in the armoury
of powers available to the court when granting permission to apply for judicial
review. As I have said, this extreme position is not contended for by Mr Pleming.
Thus it is common ground that "proceedings" includes not only the process
leading up to the making of the decision, but the decision itself. The Administrative
Court routinely grants a stay to prevent the implementation of a decision
that has been made but not yet carried into effect, or fully carried into
effect. A good example is where a planning authority grants planning permission,
and an objector seeks permission to apply for judicial review. It is not,
I believe, controversial that, if the court grants permission, it may order
a stay of the carrying into effect of the planning permission.
- In some and
perhaps many contexts, the result desired by the court can be achieved by
the grant of an injunction. This was, in effect, the point that was made by
Lord Oliver in the passage that I have cited. But that would not be an appropriate
remedy in a case concerning the detention of a patient pursuant to the Act.
The judge recognised that, if there were no jurisdiction to grant a stay,
there was a serious lacuna in the law, unless it could be overcome by a fresh
admission to hospital. At paragraph 97 of his judgment, he said that there
was power in the court under section 37 of the Supreme Court Act 1981 to grant
an injunction prohibiting a patient from leaving hospital, and requiring him
to agree to treatment. But, he added, he could not think of circumstances
in which it would be proper to use this power. As he pointed out:
"The
Court should not deprive a person of liberty by injunction or compel him to
submit to treatment, except in the most exceptional cases. Moreover, an injunction
cannot authorise a doctor to treat a patient: it can only require the patient
to agree to treatment. If notwithstanding the injunction, the patient does
not agree to the treatment in question, the only remedy is committal for contempt.
Difficulties would also arise in specifying the treatment in question."
- For these and
other reasons, the judge held that the solution to the problem did not lie
in the jurisdiction to grant an injunction. It was common ground before us
that the judge was right, and I agree. Where the patient has actually left
the hospital, the arguments in favour of an injunction have even less attraction.
It is unthinkable that the court would grant an injunction to order the patient
to return to hospital and submit to the regime of the Act.
- I return, therefore,
to the question whether the court has jurisdiction to grant a stay in cases
B and C. As I have said, the essential effect of a stay of proceedings is
to suspend them. What this means in practice will depend on the context and
the stage that has been reached in the proceedings. If the inferior court
or administrative body has not yet made a final decision, then the effect
of the stay will be to prevent the taking of the steps that are required for
the decision to be made. If a final decision has been made, but it has not
been implemented, then the effect of the stay will be to prevent its implementation.
In each of these situations, so long as the stay remains in force, no further
steps can be taken in the proceedings, and any decision taken will cease to
have effect: it is suspended for the time being.
- I now turn to
the third situation, which occurs where the decision has not only been made,
but it has been carried out in full. At first sight, it seems nonsensical
to speak of making an order that such a decision should be suspended.
How can one say of a decision that has been fully implemented that it should
cease to have effect? Once the decision has been implemented, it is
a past event, and it is impossible to suspend a piece of history. At first
sight, this argument seems irresistible, but I think it is wrong. It overlooks
the fact that a successful judicial review challenge does in a very real sense
rewrite history. Take a decision by a tribunal to discharge a patient. The
order has effect for the purposes of being implemented, ie releasing him into
the community. But it also has effect in a more general sense: it declares
that at the time it was made, the tribunal was not satisfied that the criteria
for the patient's continued detention were fulfilled. If the order is ultimately
quashed, it will be treated as never having had any legal effect at all: see
R(Wirral Health Authority) v Finnegan and DE [2001] EWCA Civ 1901.
If that occurs, it will be treated as if it had never been made, and the patient
will once again become subject to the Mental Health Act regime to which he
was subject before the order was made. It is, therefore, difficult to see
why the court should not in principle have jurisdiction to say that the order
shall temporarily cease to have effect, with the same result for the time
being as will be the permanent outcome if it is ultimately held to be unlawful
and is quashed. I would hold that the court has jurisdiction to stay the decision
of a tribunal which is subject to a judicial review challenge, even where
the decision has been fully implemented as in cases B and C.
When should the
court grant a stay of a tribunal's order to discharge a patient?
- As CPR 54 r
10 makes clear, the grant of permission to apply for judicial review is a
necessary condition of a stay. But, in the special context of orders for discharge
by Mental Health Review Tribunals, it is in my view not a sufficient condition.
The mere fact that an arguable case for judicial review has been demonstrated
is not a sufficient reason for granting a stay. It is important to bear in
mind that the consequence of granting a stay is that the patient once again
becomes subject to the regime of the Act and is deprived of his liberty. That
is because the effect of the stay is to suspend the tribunal's order, and
temporarily to treat it as being of no effect. If the patient refuses to return
to the hospital following the grant of a stay, the machinery of the Act can
be mobilised to ensure that he does: see, for example, section 18. This is
a particularly grave consequence in the light of the fact that he has only
recently been given his liberty by the specialist tribunal designated by Parliament
to determine these matters. This is an important consideration that has to
be weighed against the public interest in seeing that patients who may be
a danger to themselves as well as to other members of the public are deprived
of their liberty, and given the treatment that they need. In striking that
balance, it seems to me that the court should usually refuse to grant a stay
unless satisfied that there is a strong, and not merely an arguable, case
that the tribunal's decision was unlawful. Even in such a case, the court
should not grant a stay in the absence of cogent evidence of risk and dangerousness.
In the case of Epsom & St Helier NHS Trust, there was compelling
evidence that the patient might die unless a stay was granted. In a case where
a stay is ordered, it is essential that the validity of the tribunal's decision
be determined by the court with the greatest possible speed. By this I mean
that degree of speed that is appropriate and usual where a detained person
seeks habeas corpus.
- To summarise,
I consider that there is jurisdiction to grant a stay even after the decision
of the tribunal has been fully implemented. But the jurisdiction should be
exercised sparingly, and where it is exercised, the court should decide the
judicial review application, if at all possible, within days of the order
of stay.
Readmission under
section 3
- I turn to consider
in what circumstances a patient may lawfully be readmitted following a recent
decision by a tribunal to order his or her discharge. This issue was considered
in Von Brandenburg. In that case, the applicant patient was compulsorily
admitted to hospital on 15 March 2000. On 22 March, he applied for a tribunal
hearing. On 31 March, the tribunal ordered discharge, but deferred it until
7 April. On 6 April, the patient was further detained under section 3 on the
application of an ASW and the recommendation of two doctors. The patient applied
for judicial review of the decisions of 6 April.
- Lord Phillips
MR said:
"30
The nature of mental illness is such that the severity of the symptoms and
the need for treatment will often fluctuate over time. A sequence of discharge,
readmission, discharge and readmission is not uncommon. Normally a sensible
period is likely to elapse between discharge and readmission. In such circumstances
the implied statutory requirement of change of circumstances for which Mr
Gordon contends is neither necessary or sensible. If the professionals concerned
are acting objectively and bona fide, the application for readmission is likely
to be triggered by behaviour of the patient that is, at least in part, a reaction
to life in the community. This will almost certainly constitute a change of
circumstances when compared with the patient's reaction to the hospital regime
that was prevailing when the tribunal discharged the patient. To require the
professionals involved to investigate and attempt a comparison between the
two sets of circumstances in order to decide whether or not there has been
a relevant change of circumstances would not be helpful or even meaningful.
31.
The position is very different where an application for readmission is made
within days of a tribunal's decision to discharge, which carries the necessary
implication that the criteria for admission are not present – the more so
if the patient has remained under the hospital regime because discharge has
been deferred, so that there has been no change in the patient's'environmental
circumstances. In such a situation there is likely to have been, as Mr Gordon
pointed out, a difference of view between the patient's responsible medical
officer and the tribunal as to whether or not the criteria justifying detention
were established. Under the statutory scheme, where such a conflict exists,
it is the opinion of the tribunal that is to prevail.
32.
In such circumstances I do not see how an approved social worker can properly
be satisfied, as required by section 13, that "an application ought to be
made" unless aware of circumstances not known to the tribunal which invalidates
the decision of the tribunal. In the absence of such circumstances an application
by the approved social worker should, on an application for judicial review,
be held unlawful on the ground of irrationality.
33.
In conclusion I agree with Burton J that Mr Gordon has failed to establish
the premise upon which he has based his case, namely that as a matter of statutory
interpretation of the Act an application and admission of a patient under
sections 2 or 3 of the Act cannot lawfully be made after the patient has been
discharged by a tribunal unless either the relevant professionals have satisfied
themselves that there has been a relevant change of circumstances or it is
not reasonably practicable for them to do so.
35.
For the reasons that I have given I do not consider that the statutory scheme
leaves it open to professionals effectively to overrule a decision to discharge
taken by a tribunal. The tribunal has sufficient of the attributes of a court
to satisfy the requirements of article 5(4) and there is no incompatibility
between the sections of the Act that provide for compulsory admission of a
patient to hospital and article 5(1) of the Convention."
- Buxton LJ agreed
with the reasoning of the Master of the Rolls. Sedley LJ said:
39.
In a great many cases, especially those where readmission comes hard on
the heels of discharge by the tribunal, there may in the light of this be
little practical difference between what Mr Gordon has sought and what he
has achieved. Any decision made in the exercise of statutory powers and affecting
a person's liberty must not only be made in good faith but must, among other
things, have proper regard to any relevant facts.
40.
The need for good faith in this context is well illustrated by Mr Knafler's
correct concession on behalf of the social worker that an application to readmit
will not be lawful if the approved social worker believes that a mental health
review tribunal will thereupon order the patient's discharge; and the same,
in my view, is true of the recommending doctors.
41.
A recent – and often a not so recent – order of a tribunal for discharge will
always be a relevant fact. If so, it is the duty of the subsequent decision-maker
to take it into account; a failure to do so, albeit through ignorance, will
vitiate a subsequent decision to seek admission. The principle that the weight
to be given to such facts is a matter for the decision-maker, moreover, does
not mean that the latter is free to dismiss or marginalise things to which
the structure and policy of the Act attach obvious importance. Thus a recent
mental health review tribunal decision to discharge a patient, if the circumstances
have not appreciably changed, must be accorded very great weight if the second
decision is not to be perceived as an illicit overruling of the first. Put
another way, there will have to be a convincing reason, in such a case, for
readmission. This is particularly so if the United Kingdom'' Convention obligations
are to be respected. But neither the Act nor the Convention inhibits the detention
by a proper decision-making process of those who, although recently discharged,
have deteriorated or whose mental well being otherwise requires admission.
42.
In this sense (reverting to the formulation of Laws J in Ex p M [1993]
QB 683) it can be said that, while not legally bound in the absence of a change
of circumstances by a recent mental health review tribunal decision in favour
of discharge, those concerned in a section 3 application cannot lawfully ignore
it. They must have due regard to such a decision for what it is: the ruling
of a body with duties and powers analogous to those of a court, taken at an
ascertainable date on ascertainable evidence. The second decision must be
approached with an open mind, but it is not necessarily going to be written
on a clean slate."
- The judge distinguished
Von Brandenburg on the grounds that the Court of Appeal did not consider
the position of mental health professionals or of a hospital in a case where
a tribunal has ordered an immediate discharge, and the hospital is advised
on substantial grounds that the decision of the tribunal is arguably unlawful,
that judicial review proceedings, which have been or are about to be started,
have a reasonable prospect of success, and that no effective interim relief
is available. The judge referred to paragraph 83 of the judgment of Scott
Baker J in R(Wirral Health Authority) v Finnegan and DE [2001] EWHC
Admin 312 at paragraph 83:
"To
section under section 3 immediately after a release under section 37 by a
tribunal, just because the sectioning doctors disagreed with the tribunal's
decision would, in my judgment, be an abuse of process as it would effectively
usurp the tribunal's decision. But that is not this case, where I am satisfied:
(a) that efforts were made to see if the decision of the Tribunal could be
implemented; and (b) there were genuine grounds for thinking, and in the event
it has proved to be the case, that the Tribunals decision was unlawful."
- Stanley Burnton
J then continued (paragraph 104):
"That
statement is applicable in the present case. However, when they make their
decisions the ASW and the doctors cannot know whether the decision of the
Tribunal will subsequently be held to be unlawful. In my judgment, it is sufficient
if they are advised, on substantial grounds, that the decision is unlawful,
and that either proceedings for judicial review of the decision have been
commenced or that such proceeding are imminent. In circumstances such as those
of the present case, where the Court cannot order a stay of the Tribunal's
decision, I do not think that the professionals are required to give to the
Tribunal decision the authority that it may subsequently be held not to have.
A social worker or doctor who takes into account the alleged unlawfulness
of the Tribunal'' decision, and therefore discounts it, is not acting irrationally
or improperly. In such circumstances, the professionals must act in accordance
with their professional judgments. The patient's remedy is to apply to the
Mental Health Review Tribunal."
- Mr Pleming submits
that the judge was right and for the reasons that he gave. Applying the language
of Sedley LJ, there was a "convincing reason" for the re-admission on 29 March:
it was that given by the judge at paragraph 104 of his judgment. Mr Pleming
also submits that there were new circumstances of which the Tribunal was unaware
which rationally justified the decisions of 29 March. The judge upheld these
at paragraph 107 of his judgment. But I shall come to those later. The question
of principle raised by this appeal is what steps are open to the mental health
professionals and the hospital managers if they are faced with a tribunal
decision for immediate discharge which they honestly and reasonably believe
is perverse or arguably perverse. Can they procure his readmission as was
done in the present case, simply on the grounds that, acting conscientiously
and honestly in accordance with their professional opinions, they believe
that the tribunal's decision was perverse? Mr Pleming submits not only that
they can, but that they must. In this way, the patient enjoys the full protection
of the Act. If he wishes to challenge the hospital's decision to readmit him,
he can do so speedily by a fresh application to a tribunal. Mr Pleming submits
that, even if the court does have jurisdiction to stay the order of a tribunal
once discharge has taken effect, the section 3 route is preferable to the
grant of a stay. This is because if a stay is granted, the original section
3 detention will be reinstated, and any challenge to the original detention
is likely to be heard less quickly than a challenge to the readmission. Moreover,
judicial review proceedings are not suitable for deciding whether a person
should be detained under the Act.
- It is true that
in Von Brandenburg the court did not consider what the position would
be if there were to be a judicial review challenge of the tribunal's decision.
But Lord Phillips said emphatically that, if there is simply a difference
of view between the professionals and the tribunal, it is the opinion of the
tribunal that is to prevail. There is undoubtedly a tension between (a) the
need for certainty and respect for the rule of law, and (b) the duty on mental
health professionals to perform their duties in accordance with their consciences
and professional judgment. But in a case of simple difference of opinion between
the two, that tension has been resolved in favour of the former. If the position
were otherwise, it would be open to the professionals to subvert the clear
provision of article 5.4 of the European Convention on Human Rights that:
"Everyone
who is deprived of his liberty by arrest or detention shall be entitled to
take proceedings by which the lawfulness of his detention shall be decided
speedily by a court and his release ordered if the detention is not lawful".
- The tribunal
is the court whose function it is to perform the role identified in article
5.4. In the absence of material circumstances of which the tribunal is not
aware when it orders discharge, in my judgment it is not open to the professionals,
at any rate until and unless the tribunal's decision has been quashed by a
court, to resection a patient. I do not consider that the fact that the professionals
have been advised that there are substantial grounds for saying that the tribunal's
decision is arguably unlawful is a sufficient reason for sanctioning as lawful
a decision to resection a patient in the absence of material circumstances
of which the tribunal was not aware when it made its decision. To countenance
such a course as lawful would be to permit the professionals and their legal
advisers to determine whether a decision by a court to discharge a detained
person should have effect. I cannot think that this is consonant with article
5.4. It is true that the patient can challenge the resection by application
to another tribunal, but that cannot obscure the fact that the first tribunal's
decision has been rendered nugatory simply by the professionals' disagreement
with it, and the fact that their legal advisers have advised that there are
substantial grounds for contending that the tribunal's decision is arguably
unlawful. Quite apart from the fact that it is objectionable that the decision
to sideline the effect of the tribunal is taken away from a court altogether,
there are two other objections. First, the suggested criterion is no more
than that the decision is arguably unlawful. The threshold of arguability
is a low one. I do not believe that it should be possible to sweep aside so
easily respect for the rule of law and the protection afforded to detained
persons by article 5.4. Secondly, the test of arguability is notoriously uncertain.
In my view, the suggested basis for distinguishing Von Brandenburg is
inimical to the principle of legal certainty.
- I was at one
stage attracted by a slightly different solution from that advocated by Mr
Pleming and accepted by the judge. One of the objections to which I have referred
would be met if it were not lawful to resection a patient unless the court
had first granted permission to apply for judicial review of the tribunal's
decision. That would at least have the merit that the decision to resection
was not taken without any input from the court. But this solution does not
meet the other objections to which I have referred. In my view, where there
is a simple difference of view between the professionals and the tribunal
(and no more), the view of the tribunal must prevail until and unless the
court decides that the tribunal's decision was unlawful. Nothing less
will do if there is to be compliance with article 5.4 and the respect for
the tribunal's decision that the rule of law demands. I do not think that
this is inconsistent with what I have said earlier in relation to the grant
of a stay. As I made clear, a stay should only be granted if there is strong
evidence to justify it, and it should be followed very swiftly indeed with
a substantive hearing at which the lawfulness of the tribunal's decision will
be determined. I would regard the grant of a stay for a very short period
in the circumstances that I have postulated as being justified to meet emergencies.
I bear in mind that in Winterwerp v The Netherlands (1979) 2 EHRR 387,
401, the ECtHR said:
"In
the court's opinion, except in emergency cases, the individual concerned should
not be deprived of his liberty unless he has been reliably shown to be of
'unsound mind'. The very nature of what has to be established before the competent
national authority – this is, a true mental disorder – calls for objective
medical expertise. Further, the mental disorder must be of a kind or degree
warranting compulsory confinement. What is more, the validity of continued
confinement depends upon the persistence of such a disorder."
- So far, I have
discussed the paradigm case of a tribunal decision with which the professionals
disagree and which is, or is about to become, the subject of judicial review
proceedings, where the professionals do not rely on any circumstances of which
the tribunal was unaware when it made its decision. But in the real world,
the position may well not be as clear cut as this. As was pointed out in argument,
it may be a difficult question to decide whether there are material circumstances
of which the tribunal was not aware when it made its decision. For example,
is the fact that the patient presented badly and did not impress the two doctors
and the ASW who interviewed him a few days after the tribunal hearing a new
circumstance, when the patient had presented well at the hearing and had impressed
the members of the tribunal? I accept that these are difficulties which are
inherent in the scheme of the Act as interpreted in Von Brandenburg.
I do not, however, consider that the fact that, in the present case, Ashworth
was advised that it had sufficient grounds to obtain permission to apply for
judicial review should have affected the judgment that had to be made by the
professionals in deciding whether the case was one in which it was proper
to procure the readmission of H.
- It seems to
me that, when considering whether to resection a patient who has only very
recently been discharged by a tribunal, the question that the professionals
must ask themselves is whether the sole or principal ground on which they
rely is one which in substance has been rejected by the Tribunal. If it is,
then in my view, they should not resection. In deciding whether the grounds
on which they rely are ones which have been very recently rejected by the
tribunal, they should not be too zealous in seeking to find new circumstances.
As in the present case, the tribunal will have made an assessment of the degree
of the patient's insight into his mental problems, his willingness to comply
with the treatment regime in the community, his willingness to engage with
doctors, nurses, social workers and so on. If experience of what happens when
he is released shows that the tribunal seriously misjudged the patient, then
that might well be sufficient evidence of new circumstances: a straightforward
application of the proof of the pudding principle. But if the professionals
form the view that the tribunal's assessment was wrong not on the basis of
what happens upon release, but simply on the basis of their assessment at
interview before the patient has actually left the hospital, then it may well
be difficult for them reasonably to justify a resection on the basis of circumstances
of which the tribunal was unaware.
- Nothing that
I have said affects the ability of the professionals to resection a patient
if he does or threatens to do something which imperils or might imperil his
health or safety, or that of members of the public.
The lawfulness
of the section 3 application in this case
- H seeks an order
quashing his detention under section 3 on the grounds that Drs Croy and Silva,
Ms Berry and Ashworth erred in law in failing to respect the decision of the
Tribunal of 22 March. Moreover, Ms Berry and Ashworth acted unreasonably,
since in view of H's willingness to remain voluntarily and the interim relief
granted by the court, it was unnecessary for H to be detained under section
3. As the decision on the facts of this case is now only of academic interest,
I do not propose to burden this long judgment with a detailed examination
of the issues raised on the particular facts of this case. I have already
sufficiently summarised the relevant facts.
- It follows from
what I have said above that I do not agree with the judge's primary reason
for holding that the recommendations of the doctors, the application by the
ASW and Ashworth's decision to admit H were lawful. It was not open to them
to act as they did simply because they disagreed with the decision of the
Tribunal, whether or not they had been advised and believed that the decision
was arguably unlawful. In reaching his conclusion, the judge was heavily influenced
by his view that there was no jurisdiction to grant a stay once the order
for discharge had been implemented.
- At paragraph
107 of his judgment, the judge explained his reasons for deciding that, even
if the Tribunal's decision was lawful, Drs Croy and Silva and Ms Berry had
sufficient reasons to cause H to be detained, ie on a straightforward application
of the Von Brandenburg test. These included that by 28 March, H was
aware of the judicial review proceedings, and had stated that he would leave
the hospital and go to bed and breakfast accommodation that the professionals
considered to be unsuitable, when there was no after-care plan in place. The
judge said that Dr Croy could not have thought that this situation had been
reasonably envisaged by the Tribunal. I have referred to the substance of
the evidence of Dr Croy, Dr Silva and Ms Berry at paragraphs 23 to 25 above.
- Further, although
not dealt with by the judge, Mr Knafler has helpfully produced a table (which
was also before the judge) which purports to show that a considerable amount
of material which was relied on by the professionals in reaching their decision
was not before the Tribunal. I have considered the witness statements of Drs
Croy and Silva and Ms Berry, as well as Mr Knafler's table. It seems to me
that the principal, if not the sole, ground on which they relied in deciding
to resection H was one which in substance had been rejected by the Tribunal.
In reality, there were no new circumstances in this case, or, at least, none
of any significance. The simple fact is that the professionals formed a different
view largely on the basis of their assessment of H at interview, and no more.
For these reasons, and having regard to what I have said at paragraph 59 above,
I do not consider that there were new circumstances here which justified the
decision to resection H on 29 March. It follows in my opinion that, even if
the Tribunal's decision was unlawful, the professionals did not have sufficient
reasons to resection him. I would, therefore, allow the appeal in relation
to the decision of 29 March to resection H.
The lawfulness
of the Tribunal's decision
- It is Ashworth's
case that the decision was flawed in that (a) it was unreasonable in the Wednesbury
sense, and (b) the Tribunal's reasons were inadequate. The judge held that
the decision was flawed in both respects.
Unreasonable
- The judge concluded
that the Tribunal's decision was unreasonable in the Wednesbury sense
because no reasonable tribunal could have made an order that H should be discharged
immediately into the community without at the very least being satisfied that
suitable after-care arrangements were in place. The evidence before the Tribunal
could not have given them confidence that such arrangements had been or would
be made. The judge referred to the evidence of Ms Ariola which I have mentioned
at paragraph 15 above, and to the fact that the Tribunal had little or no
information from the section 117 authorities. The question of after-care was
fundamental to the issues before the Tribunal. In these circumstances, the
Tribunal should not simply have ordered immediate discharge. They should have
either deferred discharge to a future date under section 72(3), or adjourned
and called for information from the section 117 authorities. The course that
they took was an unjustified "step in the dark".
- In my view,
the judge was right. This was a case in which, if the criteria for discharge
were to be met, it was obvious that suitable after-care should be available.
H was a man who had been detained in Ashworth for about 6 years. He had a
history of serious violence, and previous attempts to release him into the
community had been unsuccessful. The Tribunal accepted that H was still suffering
from schizophrenia. The issue was whether it was of a "nature or degree which
makes it appropriate for him to be liable to be detained in a hospital for
medical treatment" (section 72(1)(b)(i) of the Act). The Tribunal was also
required to have regard to "the likelihood of the patient, if discharged,
being able to care for himself, to obtain the care he needs or to guard against
serious exploitation" (section 72(2)). The answer to the question whether
H's mental illness was of a nature or degree which made it appropriate for
him to be liable to be detained in a hospital for medical treatment was (to
put it no higher) very likely to be heavily influenced by the after-care arrangements
that were to be provided following his discharge. I refer to the observations
of Lord Bridge in R v Mental Health Tribunal ex p Secretary of State for
the Home Department [1988] AC 120, 127D, about the power under section
73(2) to order the conditional discharge of restricted patients. As Miss Morris
points out, the Tribunal cannot assume that any, still less any suitable,
after-care services will be provided, since section 117 does not impose an
absolute duty on the health and social services authorities to provide the
services. The duty is no more than to use reasonable endeavours to provide
after-care services: see R(on the application of K) v Camden and Islington
Health Authority ex p K [2001] 3 WLR 553.
- In agreement
with the judge, I would therefore hold that H was a patient in respect of
whom it was essential that the Tribunal considered the availability of suitable
after-care services when deciding whether to order his immediate discharge
from hospital. If the Tribunal had any doubt as to whether such services would
be available, they should have adjourned to obtain any necessary information.
I regard the alternative of a deferral under section 72(2) as less satisfactory.
Section 72(3) authorises a tribunal to "direct the discharge of a patient
on a future date specified in the direction". Under this subsection, therefore,
the tribunal must specify a particular date for discharge. But if the tribunal
is in doubt as to whether suitable after-care arrangements will be made available,
it is difficult to see how they can specify a particular date for discharge.
In cases of doubt, the safer course is to adjourn. On the facts of the present
case, the Tribunal could not reasonably have assumed that the services would
be provided as soon as H was discharged into the community. For that reason
alone, in my opinion the Tribunal's decision was one which no reasonable tribunal
could properly have made.
- I would endorse
the general observation of the judge at paragraph 69:
"In
general, in a case in which after-care is essential, and satisfaction of the
discharge criteria depends on the availability of suitable after-care and
accommodation, as in H's case, a tribunal should not direct immediate discharge
at a time when no after-care arrangements are in place and there is no time
for them to be put in place. The Tribunal should consider whether to exercise
its power under section 72(3A) to recommend that the RMO should make a supervision
application. If it considers that to be inappropriate (and it should be borne
in mind that the previous unwillingness of an RMO to make an application may
not persist in the face of the Tribunal's views) or unnecessary, and there
is uncertainty as to the putting in place of the after-care arrangements on
which satisfaction of the discharge criteria depends, the tribunal should
adjourn pursuant to rule 16 to enable them to be put in place, indicating
their views and giving appropriate directions: c.f. Ex parte Hall [2000]
1 WLR 1323, per Kennedy LJ at 1352D."
- Having found
that Mr Simms did say that immediate discharge was ordered because otherwise
nothing ever happens at Ashworth, the judge said that this statement revealed
an "unreasonable motivation" for the decision not to adjourn until it was
known what after-care arrangements were in place, or to defer discharge to
enable such arrangements to be put in place, thereby placing immediate and
unnecessary pressure on the authorities charged under section 117 with responsibility
for after-care. I agree with the judge. This merely reinforces the conclusion
that I have already reached as to the reasonableness in the Wednesbury
sense of the Tribunal's decision.
Reasons
The
Mental Health Review Tribunal Rules 1983
- So far as material,
the Rules provide:
"23(2)
The decision by which the Tribunal determines an application shall be recorded
in writing; the record shall be signed by the president and shall give the
reasons for the decision and , in particular, where the Tribunal relies upon
any of the matters set out in section 72(1)....of the Act, shall state its
reasons for being satisfied as to those matters
24(1)
The decision by which the Tribunal determines an application may, at the discretion
of the tribunal, be announced by the president immediately after the hearing
of the case and, subject to paragraph (2), the written decision of the tribunal,
including the reasons, shall be communicated in writing within 7 days of the
hearing to all the parties...."
The authorities
- Numerous authorities
were cited to us. In the recent case of English v Emery Reimbold &
Strick Limited [2002] EWCA Civ 605, Lord Phillips MR, giving the judgment
of the court, summarised the present state of the law, at any rate as regards
appeals from lower courts to higher courts. He said (paragraph 16) that, putting
the matter at its simplest, "justice will not be done if it is not apparent
to the parties why one has won and the other has lost". The adequacy of reasons
depends on the nature of the case (paragraph 17). Then he said this:
"19.
It follows that, if the appellate process is to work satisfactorily, the judgment
must enable the appellate court to understand why the Judge reached his decision.
This does not mean that every factor which weighed with the Judge in his appraisal
of the evidence has to be identified and explained. But the issues the resolution
of which were vital to the Judge's conclusion should be identified and the
manner in which he resolved them explained. It is not possible to provide
a template for this process. It need not involve a lengthy argument. It does
require the Judge to identify and record those matters which were critical
to his decision. If the critical issue was one of fact, it may be enough to
say that one witness was preferred to another because the one manifestly had
a clearer recollection of the material facts or the other gave answers which
demonstrated that his recollection could not be relied upon.
20.
The first two appeals with which we are concerned involved conflicts of
expert evidence. In Flannery Henry LJ quoted from the judgment of Bingham
LJ in Eckersley v Binnie (1988) 18 Con LR 1 at 77-8 in which he said
that 'a coherent reasoned opinion expressed by a suitably qualified expert
should be the subject of a coherent reasoned rebuttal'. This does not mean
that the judgment should contain a passage which suggests that the Judge has
applied the same, or even a superior, degree of expertise to that displayed
by the witness. He should simply provide an explanation as to why he has accepted
the evidence of one expert and rejected that of another. It may be that the
evidence of one or the other accorded more satisfactorily with facts found
by the Judge. It may be that the explanation of one was more inherently credible
than that of the other. It may simply be that one was better qualified, or
manifestly more objective, than the other. Whatever the explanation may be,
it should be apparent from the judgment.
21.
When giving reasons a Judge will often need to refer to a piece of evidence
or to a submission which he has accepted or rejected. Provided that the reference
is clear, it may be unnecessary to detail, or even summarise, the evidence
or submission in question. The essential requirement is that the terms of
the judgment should enable the parties and any appellate tribunal readily
to analyse the reasoning that was essential to the Judge's decision."
- There are a
number of authorities which make the point that, in determining the adequacy
of reasons, account should be taken of the fact that the decision is given
to an "informed audience". Thus, for example, in R v Mental Health Review
Tribunal ex p Booth [1997] EWHC Admin 816, Laws J said at paragraph 29:
"29.
It has to be remembered, as Mr Burnett submitted, that the quality of reasons
required of a Mental Health Review Tribunal has to be looked at in the light
of the fact that the decision is addressed to an informed audience. Those
who receive it and who are concerned with it will be familiar with the essential
documents in the case, as here with the reports on the applicant. They will
be familiar with what has been said at the tribunal by way of oral evidence
and what the issues there were which had been argued. Given that necessary
familiarity, if there was a case in which it could still be said that the
parties simply were not told why the tribunal arrived at the decision it did,
then no doubt there would be a sound basis for a legal challenge. That is
not in my judgment the case here."
The judgment
below
- The central
passage in Stanley Burnton J's judgment on this aspect of the case is:
"80.
I fully accept the submissions of counsel for the Tribunal and H that the
Tribunal's written reasons show that they preferred the evidence of Dr Williams
to that of Dr Croy, and that they did not accept the written reports that
were inconsistent with Dr Williams' evidence. It is clear that the Tribunal
formed a favourable view of H as he presented to them. The Tribunal gave reasons
why they preferred Dr Williams' evidence: the good presentation of H and the
fact that Dr Williams had known H for some years. (Parenthetically, I find
the latter reason surprising. Dr Williams had ceased to be H's RMO in 1997.
He had known H just as well in 1997, when he had reported that he was suitable
for discharge. H's medical history later in 1997, summarised in the chronology,
amply justified the contrary views of other psychiatrists at that date and
the refusal of the Tribunal to discharge him in September 1997.) The Tribunal
gave reasons for their being satisfied that the discharge criteria were met.
However, the Tribunal's written reasons gave no indication as to whether they
had considered H's after-care arrangements. They gave no reason for not deferring
discharge until those arrangements could be put in place. Moreover, this case
is indistinguishable from The Queen on the application of Wirral Health
Authority and another v Dr Finnegan and DE [2001] EWHC Admin 622. Furthermore,
the written reasons of the Tribunal did not address after-care other than
medication.
81.
I am left concerned that the Tribunal did not grapple with major issues: the
well reasoned preponderance of medical opinion against discharge; the fact
that in the past when discharged into the community H had failed to comply
with medication (although it must have been thought that he would) and had
relapsed; that he had not been subject to or tested under the stresses of
life in the community for a considerable time; that he needed professional
help in the community, and that there were known questions in relation to
after-care, as shown by Ms Ariola's report and Dr Williams' own report: all
against the background that if he relapsed in the community he would pose
a high risk to himself and to others. The reasons did not sufficiently address
these matters.
82.
As can be seen, my criticisms of the reasons of the Tribunal largely reflect
my criticisms of the reasonableness of their decision. In my judgment the
written reasons of the Tribunal were inadequate, and on this ground too its
decision is liable to be quashed."
Discussion
- Mr Walker submits
that the judge was wrong to hold that the reasons of the Tribunal were inadequate.
He says that the judge adopted too strict an approach. It is by no means unusual
to find a tribunal decision containing reasons as brief as those in this case.
The judge failed to take sufficient account of the fact that this decision
was published to an informed audience who were aware of the issues and the
details of the case. He also failed to pay sufficient regard to the practical
realities of the workload imposed on tribunals and the limited resources that
are available to them. The reality is that tribunal hearings are held at hospitals;
members are part-time; and they do not have a wealth of administrative back-up
to assist them. The judge found (correctly) that the Tribunal gave adequate
reasons for being satisfied that the discharge criteria were met, but he was
wrong to hold that they were required to give any reasons for not deferring
discharge until after-care arrangements were in place. This was a "subsidiary"
question, and not part of the decision "by which the Tribunal determines an
application" (see Rule 23(2)).
- I cannot accept
Mr Walker's submissions. I am in no doubt that the reasons given by the Tribunal
in this case were inadequate. But before I explain why, I want to make two
preliminary general comments. The first concerns Mr Walker's reference to
the problems of excessive workload and inadequate resources. If tribunals
do not have the time and back-up resources that they need to discharge their
statutory obligation to provide adequate reasons, then the time and resources
must be found. I absolutely reject the submission that reasons which would
be inadequate if sufficient resources were available may be treated as adequate
simply because sufficient resources are not available. Either the reasons
are adequate or they are not, and the sufficiency of resources is irrelevant
to that question. The adequacy of reasons must be judged by reference to what
is demanded by the issues which call for decision. What is at stake in these
cases is the liberty of detained patients on the one hand, and their safety
as well as that of other members of the public on the other hand. Both the
detained persons and members of the public are entitled to adequate reasons.
- I note in passing
that the Rules require reasons to be given within 7 days of a decision. That
is not an unreasonable period within which to produce adequate reasons. I
note further that the Handbook issued to tribunal members in September 2000
contains the following advice about reasons:
"Tribunals
must give detailed reasons, based on the evidence and the logical application
of sound judicial principles, for their decisions (this has been given substance
by decisions in the High Court). The reasons need not be elaborate but they
must deal with the substantive points, which have been raised and must show
the parties the basis on which the Tribunal has acted. It is not sufficient
merely to repeat the statutory grounds. It is not usually necessary to review
the evidence at length. It is important to say which evidence has been accepted
and often which has been rejected. It is not usually necessary to give lengthy
reasons for acceptance or rejection of evidence. The reasons for the decision
will be agreed by the Tribunal members at the conclusion of the hearing, put
in writing and signed by the President."
- This correctly
states that reasons should be given dealing with the "substantive" points.
It does not expressly state, but it does imply, that reasons must be given
for the acceptance or rejection of disputed evidence, although it is not usually
necessary for these to be lengthy. In my opinion, this advice is both useful
and consistent with the law.
- My second general
preliminary comment concerns the significance of the so-called "informed audience"
point. This was not identified in English as being relevant to the
adequacy of reasons given by a judge of a lower court. And yet, in ordinary
civil litigation, a judgment will usually be given to an audience that is
at least as informed as the audience at a tribunal hearing. (I leave out of
account those few cases where a judgment may be reported on the grounds that
it is of public interest.) Although it is true that, in some cases, the interests
of others who are not parties to civil litigation may be affected by a court
decision, it is at least arguable that the "informed audience" point has less
force in relation to a mental health review tribunal decision than to a decision
by a lower court in the civil justice system. First, the ASW considering whether
to make an application for readmission pursuant to section 3 may well not
have any prior knowledge of the case, let alone the reports on the patient
and the oral evidence and argument that was deployed before the tribunal.
In the light of Von Brandenburg, it is essential that an ASW who is
contemplating making such an application should know the facts and circumstances
which a tribunal took into account when deciding to discharge a patient, and
the reasons for its decision. Secondly, it is highly questionable whether
a patient will always be able to supplement exiguous tribunal reasons with
an accurate recollection of the evidence and arguments before the tribunal
when he later considers a decision. Accordingly, I do not accept that the
"informed audience" point can properly be relied on to justify as adequate
a standard of reasoning in tribunals which would not be regarded as adequate
in a judgment by a judge. It does not follow that tribunals are obliged to
produce decisions which are as long as judgments by a judge often tend to
be. Far from it. A brief judgment is no less likely to be adequately reasoned
than a lengthy one.
- Against the
background of these two general comments, I shall now identify the two principal
reasons why I consider that the Tribunal's reasons were inadequate in this
case. First, as often happens, the Tribunal was required to resolve a difference
of opinion between experts as to whether the patient should be discharged.
In such cases, it is important that the tribunal should state which expert
evidence (if any) it accepts and which it rejects, giving reasons. This is
as important in a case where the tribunal rejects evidence in favour of discharge
as it is in a case where the tribunal rejects evidence which advocates continued
detention. It is not enough for the tribunal simply to state that they prefer
the evidence of A and B to that of C and D. They must give reasons. As the
Handbook states, these may be brief, but in some cases something more elaborate
is required. They must at least indicate the reasoning process by which they
have decided to accept some and reject other evidence. What this court said
in Flannery v Halifax Estate Agencies Limited [2000] 1 WLR 377, 381G-382D
is as apt in relation to the decisions of tribunals as it is to lower courts
generally. In giving the judgment of the court, Henry LJ said that the reach
of what is required to fulfil the duty to give reasons depends on the subject
matter:
"Where
there is a straightforward factual dispute whose resolution depends simply
on which witness is telling the truth about events which he claims to recall,
it is likely to be enough for the judge (having, no doubt, summarised the
evidence) to indicate simply that he believes X rather than Y; indeed there
may be nothing else to say. But where the dispute involves something in the
nature of an intellectual exchange, with reasons and analysis advanced on
either side, the judge must enter into the issues canvassed before him and
explain why he prefers one case over the other. This is likely to apply particularly
in litigation where as here there is disputed expert evidence; but it is not
necessarily limited to such cases."
- In my view,
this passage applies with even greater force where the tribunal decides to
reject most of the expert evidence, and adopt the minority view. The present
case is a graphic illustration. Here, there were ranged against Dr Williams
several other highly qualified doctors who had written apparently well-reasoned
reports. All of these other doctors said that H should not be discharged,
although they expressed differing views as to whether he should remain at
Ashworth, or be transferred to an MSU. Even Dr Williams advised in his report
that H should be made subject to a supervision application under section 25A,
saying that "supervised discharge is the most appropriate step forward for
his own health and safety and for the protection of others". Such an application
can only be made in respect of a patient who is liable to be detained in a
hospital for treatment. It was only at the hearing, when he realised that
the RMO would not make a supervision application, that he stated unequivocally
that H should be discharged from liability to detention. There was, therefore,
powerful if not overwhelming expert evidence against discharge. If the Tribunal
decided to reject all of that evidence they were obliged to give cogent reasons
for doing so. It is to be supposed that, before deciding to reject the evidence
of the experts who opposed discharge, they carefully considered each report
as well as the oral evidence given by Dr Croy. In his first witness statement,
Mr Simms says that the Tribunal did not find Dr Croy to be an "impressive
witness". As regards the reports of the other doctors, he says that they carefully
considered the report of Dr Heads, but he makes no reference to their consideration
of the reports of the other doctors, and has already been seen, there is no
reference in the written reasons to any of the doctors (apart from Dr Williams).
The reasons given for deciding to accept the evidence of Dr Williams in preference
to that of the other experts were wholly inadequate. The other doctors were
aware of the four points that seem to have impressed the Tribunal (see paragraph
19 above), and yet advised as they did. In view of (a) the number of doctors
who disagreed with Dr Williams, including the two independent doctors instructed
on behalf of H, (b) the fact that previous attempts to discharge H into the
community had failed, and (c) the fact that he had not experienced life in
the community for a number of years, the Tribunal were required to explain
carefully why they felt able to reject the opinions of the other doctors.
- My second reason
is that I do not accept Mr Walker's submission that the Tribunal were not
required to give any reasons for not adjourning in order to see whether suitable
after-care arrangements, or not making an order for discharge at a deferred
date. As I explained at paragraph 67, the question of what after-care services
will be available in the community is relevant to the issue of whether the
statutory criteria are met. That was certainly the case here. Mr Walker does
not suggest otherwise. In my view, the judge was right to say that the Tribunal
took a step in the dark. And yet, they gave no reasons for doing so. Ms Ariola's
report was sufficient to put them on notice that the local authority might
be unable or unwilling to provide after-care services to H. In my view, the
judge was right to hold that the reasons given by the Tribunal were inadequate.
Two procedural
points
- Towards the
end of his judgment, Stanley Burnton J made the following comments
"85.
In R v South West Thames Mental Health Review Tribunal ex p Demetri
[1997] EWHC Admin 622, Kay J, at paragraph 53 of his judgment, stated that
in the circumstances of that case the tribunal was under a duty to draw to
the attention of the legal representative of the applicant that the unavailability
for cross-examination of one of the doctors materially affected the weight
that the Tribunal proposed to give to his evidence, so as to give the legal
rep of the applicant an opportunity to ask for an adjournment so that the
doctor could be called. In my judgment, the Tribunal in the present case were
under a similar duty if they proposed (as they did) to reject the evidence
of the several doctors whose recent written reports were before them and who
were of the opinion that H should not be discharged. Particularly given the
preponderance of that opinion in the written reports, it was inappropriate
for the Tribunal to determine the issues before them as if the only significant
evidence was the oral evidence, and in any event without giving the Hospital
and the local authority the option of calling Dr Heads or Dr Lomax (neither
of whom, incidentally, could be said to be other than independent of Ashford),
provided that could be done without undue delay.
86.
Secondly, it appears from Mr Lloyd's note that at no stage of the hearing
before the Tribunal announced their decision were the parties before the Tribunal
informed of the findings of Dr Cashman as a result of his interview with H.
The parties should be given the opportunity to address and to comment on any
significant findings of the medical member, both because fairness so requires
and because they may have comments or evidence to put before the Tribunal
that may lead it to depart from the provisional opinion formed by the medical
member. That this should be the practice is supported by the guidance from
Regional Chairmen of Mental Health Review Tribunals referred to at page 159
of the Leggatt Report on Tribunals and in paragraph 57 of the judgment of
Crane J in The Queen on the application of H v Mental Health Review Tribunal
(Case number CO/2120/2000, unreported, 15 September 2000)."
- Mr Walker criticises
both comments. I cannot see anything objectionable in paragraph 86. It seems
to me both fair and sensible that, if the medical member of the tribunal has
formed any views on the basis of his or her interview with the patient, the
substance of those views should be communicated to the patient and/or those
who are representing him. I cannot think of any good reason why this should
not be a requirement, although I would not wish to rule out the possibility
of exceptional cases where such a course may not be practicable.
- The comment
in paragraph 85 does, however, concern me. I entirely agree that it would
have been "inappropriate for the Tribunal to determine the issues before them
as if the only significant evidence was the oral evidence". But I do not accept
that, as a matter of law, it was not open to the Tribunal to accept the evidence
of Dr Williams without allowing Ashworth and the local authority an adjournment
to call some of the doctors who had made written reports. If a tribunal consider
that the absence of doctors from a hearing is likely to affect materially
the weight they feel able to give to the opinions expressed in their written
reports, and if that is likely to be critical to their ultimate decision,
then I would agree that fairness demands that the tribunal at least give serious
consideration to an adjournment to enable the doctors to give oral evidence
which can be tested by cross-examination. But to go further, as the judge
has done, is in my view to go too far. In the present case, although I have
criticised the Tribunal's decision and the quality of their reasoning, I would
not criticise them for failing to invite an application to adjourn so that
Dr Heads or Dr Lomax or any of the other doctors could be called.
Conclusion
- In the result,
therefore, I would allow the appeal in relation to the decision to resection
H on 29 March, but dismiss the appeal in relation to the Tribunal's decision
of 22 March.
- In concluding,
I would echo the remarks of the judge in the coda to his judgment where he
said:
"I
strongly endorse the recommendation of the Leggatt Report that there should
be a second-tier tribunal to hear appeals from Mental Health Review Tribunals
and their proposed successors. Mental Health Review Tribunals make decisions
as important as those of criminal courts, and it is unthinkable that there
should not be a right of appeal from every criminal court."
- The Tribunal
had to determine serious and difficult issues as to the mental health of H,
and in particular as to whether his illness was of a nature or degree which
made it appropriate for him to be liable to be detained in a hospital. Questions
of the liberty of the subject and the safety of patients and the public are
engaged in these cases. Everybody has an interest in ensuring that tribunals
make good decisions. It is not satisfactory that the only means of challenge
to these important decisions is by judicial review.
Lord Justice
Mummery:
- I have read
in draft the judgments of Simon Brown LJ and Dyson LJ. Save for one short
point, on which they differ, I would dismiss the appeal for the reasons given
in their judgments.
- The grant by
a court of an interim stay of an order of a Mental Health Review Tribunal
for the discharge of a patient would suspend its effect for the time being,
pending a final decision on the lawfulness of that order at the substantive
hearing of the judicial review application, or further order. The date for
the discharge of the patient would accordingly be deferred while the interim
stay is in force.
- If the interim
stay is granted before the order is implemented by the release of the patient
into the community, the hospital authority would be entitled to refuse to
release the patient, notwithstanding the order of the tribunal which is under
challenge in judicial review or habeas corpus proceedings.
- If the interim
stay is granted after the patient has been released pursuant to the discharge
order of the tribunal, the effect of the suspension of the order would be
that, while the stay is in force, the patient could not rely on the order
of the tribunal for his discharge in order to resist the exercise of compulsory
powers under the 1983 Act, such as the power in section 18 to take into custody
and to return to the hospital, which can be invoked where a patient, who is
for the time being liable to be detained under Part 1 of the 1983 Act in a
hospital, absents himself from the hospital without leave granted under section
17.
- I agree with
Simon Brown LJ and Dyson LJ that the judge giving permission for judicial
review of the discharge order should only grant an interim stay if a strong
prima facie case of irrationality (or other unlawfulness) is made out and
that it should be for as short a time as possible (i.e. days or weeks rather
than months) pending an expedited substantive hearing.
- I do not, however,
agree with Simon Brown LJ that, if the patient has been discharged into the
community before the matter could be brought before the court, the court should
not, in the absence of any relevant change of circumstances, exercise its
discretion to grant an interim stay. It is entitled to grant an interim stay
in an appropriate case with a view to the use by the hospital authority of
available statutory powers to require the patient to return to and remain
in the hospital. If, as I would hold for the reasons given by Dyson LJ and
by Simon Brown LJ, the court has power to grant an interim stay of an order
and so suspend its legal effect for the time being, it should, in my judgment,
be entitled to exercise that discretion in those circumstances in which the
court considers it just and convenient to do so for the purpose of enabling
the hospital to secure the patient in hospital and thereby protect members
of the public and the patient himself in those exceptional cases where cogent
evidence is put before the court that there is a real and continuing risk
of harm occurring if the patient does not immediately return to and remain
in hospital. On this point I agree with the judgment of Dyson LJ.
- In a proper
case such an order of the court is compatible with the rule of law and with
Article 5.1 (e) of the Convention, while at the same time preserving, in the
interests of the public and of the patient, the position as it was at the
time of the tribunal's order, pending a final decision of the court on the
lawfulness of the order to discharge the patient from the hospital in which
he was being lawfully detained and treated.
Lord Justice
Simon Brown:
- Many thousands
of Mental Health Review Tribunal ("MHRT") hearings take place every year.
Each is contested (many hotly so): the reason for most is because the patient
is seeking, and his responsible medical officer ("RMO") resisting, discharge.
It is the MHRT's task to balance the patient's right to liberty against the
public's right to be protected from the mentally disordered. The final decision
on risk (danger) is theirs. (The risk, of course, includes that to the patient's
own safety.)
- Like all Tribunals,
the MHRT will on occasion make mistakes. Even more often, of course, it will
reach decisions which one or other side regards as mistaken. The most critical
single question raised by this case (and the only issue I propose to touch
upon) is what should happen when the MHRT orders the patient's discharge and
the hospital authority (an expression I use to include the approved social
worker ("ASW"), all relevant doctors and management) regards the decision
as not merely mistaken but irrational - so plainly mistaken that as a matter
of law it should not stand.
- That MHRT decisions
are amenable to judicial review is not in doubt. What is in doubt, however,
is the action that can be taken prior to a court order quashing the impugned
decision.
- Stanley Burnton
J below, in a judgment which, right or wrong, admirably covered a lot of ground,
reached two central conclusions upon the point:
- "... except
possibly in the most exceptional cases, the court has no power to grant
effective interim relief in a case in which judicial review is sought of
the decision of a [MHRT] to direct the immediate discharge of a patient."
(paragraph 99)
- In such a
case, providing only the "hospital is advised, on substantial grounds, that
the decision is unlawful and that either proceedings for judicial review
have been commenced or ... are imminent" (paragraph 104), the patient can
be re-sectioned (a term I use compendiously to encompass any section 5(2)
report, the making of recommendations by two registered medical practitioners
for the patient's admission under section 3, the ASW's application under
section 13, and the hospital manager's acceptance of such an application).
- Mr Paul Walker
QC for the appellant challenges both those conclusions. There is, he submits,
power in the court, at the same time as it grants permission to move for judicial
review, to stay the discharge order. (No longer does he suggest, I think,
any useful role in this context for the court's injunctive powers.) He submits
too that, unless and until the MHRT's decision is quashed, the hospital should
take no further steps to re-section the patient. Rather, if the decision is
stayed, the hospital will continue to have all such powers of control and
treatment as it had prior to the discharge order.
- The last year
or two has seen a great spate of decisions with regard to mental patients
detained under the 1983 Act. Much the most important for present purposes
is this court's decision in R (von Brandenburg) -v- E London & City
NHS Trust [2002] QB 235. True, as the judge below pointed out, there was
no challenge in Brandenburg to the lawfulness of the Tribunal's decision.
The court was, however, concerned there with the re-sectioning of a patient
just six days after a discharge order (to prevent the order, deferred for
seven days for accommodation to be obtained and a care plan concluded, taking
effect). Giving the leading judgment, Lord Phillips MR (with whom Buxton LJ
agreed) said this:
"30. The
nature of mental illness is such that the severity of the symptoms and the
need for treatment will often fluctuate over time. A sequence of discharge,
readmission, discharge and readmission is not uncommon. Normally a sensible
period is likely to elapse between discharge and readmission. ... the application
for readmission is likely to be triggered by behaviour of the patient that
is, at least in part, a reaction to life in the community. This will almost
certainly constitute a change of circumstances when compared with the patient's
reaction to the hospital regime that was prevailing when the tribunal discharged
the patient. ...
31. The
position is very different where an application for readmission is made within
days of the Tribunal's decision to discharge, which carries the necessary
implication that the criteria for admission are not present. The more so if
the patient has remained under the hospital regime because discharge has been
deferred, so that there has been no change in the patient's environmental
circumstances. In such a situation there is likely to have been ... a difference
of view between the patient's [RMO] and the tribunal as to whether or not
the criteria justifying detention were established. Under the statutory scheme,
where such a conflict exists, it is the opinion of the tribunal that is to
prevail.
32. In
such circumstances I do not see how an approved social worker can properly
be satisfied, as required by section 13, that 'an application ought to be
made' unless aware of circumstances not known to the tribunal which invalidate
the decision of the tribunal. In the absence of such circumstances an application
by the approved social worker, should, on an application for judicial review,
be held unlawful on the ground of irrationality.
...
35. ...
I do not consider that the statutory scheme leaves it open to professionals
effectively to overrule a decision to discharge taken by a tribunal. The tribunal
has sufficient of the attributes to satisfy the requirements of article 5(4)
and there is no incompatibility between the sections of the Act that provide
for compulsory admission of a patient to hospital and article 5(1) of the
Convention."
- The effect of
that decision seems to me plain enough and, if I may respectfully say so,
unsurprising: where there is a difference of opinion between the MHRT and
the hospital authority, the tribunal's view must prevail; the authority cannot
simply overrule the discharge order. Court orders must be respected - the
rule of law is the imperative here.
- No doubt there
will be cases when, relatively shortly after a discharge order which the hospital
authority in any event think to have been unwise, some change of circumstances
occurs or the hospital authority becomes "aware of circumstances not known
to the tribunal" (Brandenburg paragraph 32). In such a case the hospital
authority must be astute to ensure that it is not unfairly relying on such
fresh circumstances to override what it perceives to have been a mistaken
decision. The concept of change of circumstances is, as Mr Knafler for the
ASW here submitted, a somewhat slippery one. That I recognise. In such cases,
however, the touchstone question must surely be this: can the hospital authority
conscientiously suppose that, had the tribunal itself been aware of the fresh
circumstances, it would have reached a different conclusion and not ordered
the patient's discharge?
- I have difficulty,
however, in regarding the present case as falling within that category. No-one
suggests any relevant change of circumstance here. This case from first to
last has been recognised as one where the hospital authority regarded the
MHRT's decision as irrational and believed it wrong to give it effect. That
they acted with the utmost good faith and in what they conceived (and, indeed,
were advised) to be the wider public interest and the proper discharge of
their own public duties I have not the least doubt. For my part, however,
I believe that they - and the judge below - were mistaken as to their powers.
- In my judgment
the tribunal's decision, whatever it may be, must be given effect unless and
until the reviewing court orders otherwise. If, as here, the tribunal makes
an order for immediate discharge, then the patient must duly be discharged
unless he expressly agrees not to be. The hospital authority for its part,
if it regards the discharge order as irrational and believes it necessary
in the public interest to seek to avert its consequences (rather than await
confirmation of its view by a relevant change of circumstance), should instigate
judicial review proceedings without delay. If its application can be got before
the court (on however short notice to the patient) before the patient actually
leaves hospital (either because the discharge order is deferred or because
the patient has voluntarily remained in hospital), then I for my part can
see no objection to the court granting, as an adjunct to permission for the
challenge, a short stay of the discharge order so as to prevent the patient's
release until the substantive challenge can be heard. If, as is common ground,
a discharge order (whether or not immediate and whether or not it has actually
been implemented) can be quashed, then for the life of me I can see no jurisdictional
bar to the court preserving the status quo by granting an interim stay until
the substantive hearing. In principle the position is no different from when
this court retrospectively stays, say, a possession order, or a judgment for
the delivery up of goods or the payment of money, although obviously the court
will pause longer before imposing a stay whose effect is to curtail a person's
liberty. Because, moreover, a stay would deprive the patient of his liberty
without the court at that stage being able to reach a final view on the legality
or otherwise of the discharge order, it should be granted (a) only if a strong
prima facie case of irrationality is made out (and not, for example, merely
because the tribunal's reasoning looks inadequate), and (b) for as short a
time as possible (if a stay is granted, the proceedings become to my mind
no less urgent that a habeas corpus application and should accordingly be
able to be heard within days, if not hours).
- If, before the
matter can be brought before the court, the patient has already been discharged,
then, absent any relevant change of circumstances, I for my part would not
think it right for the judge granting permission to make any order with a
view to the patient's forcible return to hospital. A stay preserving the status
quo is one thing; an order akin to an injunction quite another. Nor by the
same token would it be appropriate for the hospital authority to regard the
grant of permission to move for judicial review as a change of circumstances
sufficient to start re-sectioning the patient. I would similarly rule out
the possibility - suggested by Mr Walker - of combining an order for a stay
and the operation of section 18 of the 1983 Act to secure the patient's return
to hospital pending the final hearing of the challenge. Rather, once the patient
has been released, everyone's efforts, to my mind, should be concentrated
upon securing the speediest possible hearing of the substantive challenge.
Only if that were to succeed would it, in my judgment, be right to return
the patient to hospital - and even then only if it were clear on up to date
evidence that the patient (notwithstanding no misbehaviour in the community
such as to constitute a change of circumstances sufficient in any event to
justify re-sectioning him) remains dangerous to the extent that it was irrational
to have ordered his discharge in the first place.
- For whatever
reasons - unexplored below - the substantive challenge in the present case
was not heard for some 6½ months. By then, of course, it was largely academic,
at any rate on the issue of rationality: after a delay of that length fresh
considerations will almost inevitably be in play. It is to be hoped that,
following the guidance contained in Dyson LJ's judgment, there will be few
such cases as this in the future - and certainly few (if any) where, in the
face of strong medical evidence and in the absence of any after-care arrangements,
the MHRT nevertheless orders immediate discharge. If such cases do occur,
however, the Administrative Court should ensure that they are heard with the
utmost priority.
- Subject only
to what I have said in paragraph 106 above as to returning an already discharged
patient to hospital by means of a stay, I agree with everything said in Dyson
LJ's judgment which I have now had the opportunity of reading.