Practice Directions
Insolvency Proceedings
This Vice-chancellor's PD came in effect on 2 May 2000.
It will be incorporated in the 15th CPR update to be published on 31 May 2000
17. Appeals
| 17.1 | This Part shall come into effect on 2nd May 2000 and shall replace and revoke Paragraph 17 of, and be read in conjunction with the Practice Direction - Insolvency Proceedings which came into effect on 26th April 1999 as amended. |
| 17.2 |
(1) An appeal from a decision of a County Court (whether made by a District Judge or a Circuit Judge) or of a Registrar of the High Court in insolvency proceedings ("a first appeal") lies to a Judge of the High Court pursuant to s. 375(2) of the Act and Insolvency Rules 7.47(2) and 7.48(2) (as amended by s. 55 of the Access to Justice Act 1999). |
| 17.3 |
(1) Section 55 of the Access to Justice Act 1999 has amended s. 375(2) of the Act and Insolvency Rules 7.47(2) and 7.48(2) so that an appeal from a decision of a Judge of the High Court made on a first appeal lies, with the permission of the Court of Appeal, to the Court of Appeal. |
| 17.4 | CPR Part 52 and its Practice Direction and Forms apply to appeals from a decision of a Judge of the High Court in insolvency proceedings. |
| 17.5 | An appeal from a decision of a Judge of the High Court in insolvency proceedings requires permission as set out in Paragraph 17.3(1) and (2) above. |
| 17.6 | A first appeal does not require the permission of any court. |
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17.7
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Save as set out herein CPR Part 52 and its Practice Direction and Forms shall not apply to first appeals, but Paragraphs 17.8 to 17.23 inclusive of this Part of this Practice Direction shall apply to first appeals and only to first appeals. |
| 17.8 |
Interpretation:
a) the expressions "appeal court", "lower court", "appellant", "respondent" and "appeal notice" have the meanings given in CPR Part 52.1(3); |
| 17.9 | An appellant's notice and a respondent's notice shall be in Form PDIP 1 and PDIP 2 set out in the Schedule hereto. |
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17.10
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(1) An appeal from a decision of a Registrar in Bankruptcy shall, or from any decision made in any County Court may, be filed at the Royal Courts of Justice in London. |
| 17.11 |
(1) Where a party seeks an extension of time in which to file an appeal notice it must be requested in the appeal notice and the appeal notice should state the reason for the delay and the steps taken prior to the application being made; the court will fix a date for the hearing of the application and notify the parties of the date and place of hearing;
a) such period as may be directed by the lower court; or (3) Unless the appeal court orders otherwise, an appeal notice must be served by the appellant on each respondent -
a) as soon as practicable; and |
| 17.12 |
(1) A respondent may file and serve a respondent's notice. (2) A respondent who wishes to ask the appeal court to uphold the order of the lower court for reasons different from or additional to those given by the lower court must file a respondent's notice. (3) A respondent's notice must be filed within-
a) such period as may be directed by the lower court; or (4) Unless the appeal court orders otherwise a respondent's notice must be served by the respondent on the appellant and any other respondent -
a) as soon as practicable ; and |
| 17.13 |
(1) An application to vary the time limit for filing an appeal notice must be made to the appeal court. (2) The parties may not agree to extend any date or time limit set by -
a) this Practice Direction; or |
| 17.14 | Unless the appeal court or the lower court orders otherwise an appeal shall not operate as a stay of any order or decision of the lower court. |
| 17.15 | An appeal notice may not be amended without the permission of the appeal court. |
| 17.16 | A Judge of the appeal court may strike out the whole or part of an appeal notice where there is compelling reason for doing so. |
| 17.17 |
(1) In relation to an appeal the appeal court has all the powers of the lower court.
a) affirm, set aside or vary any order or judgment made or given by the lower court; (3) The appeal court may exercise its powers in relation to the whole or part of an order of the lower court. |
| 17.18 |
(1) Every appeal shall be limited to a review of the decision of the lower court.
a) oral evidence; or (3) The appeal court will allow an appeal where the decision of the lower court was -
a) wrong; or
(4) The appeal court may draw any inference of fact which it considers justified on the evidence. |
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17.19
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The following applications shall be made to a Judge of the appeal court:
(1) for injunctions pending a substantive hearing of the appeal; |
| 17.20 | All other interim applications shall be made to the Registrar of Appeals in the first instance who may in his discretion either hear and determine it himself or refer it to the Judge. |
| 17.21 | The procedure for interim applications is by way of ordinary application (see Insolvency Rule 12.7 and Sch 4, Form 7.2). |
| 17.22 |
The following practice applies to all first appeals to a Judge of the High Court whether filed at the Royal Courts of Justice in London, or filed at one of the other venues referred to in Paragraph 17.10 above: (1) on filing an appellant's notice in accordance with Paragraph 17.11(2) above, the appellant must file:
a) two copies of the appeal notice for the use of the court, one of which must be stamped with the appropriate fee, and a number of additional copies equal to the number of persons who are to be served with it pursuant to Paragraph 17.22(4) below; (2) the above documents may be lodged personally or by post and shall be lodged at the address of the appropriate venue listed below:
a) if the appeal is to be heard at the Royal Courts of Justice in London the documents must be lodged at Room 110, Thomas More Building, The Royal Courts of Justice, Strand, London WC2A 2LL;
(3) if the documents are correct and in order the court at which the documents are filed will fix the appeal date and will also fix the place of hearing. That court will send letters to all the parties to the appeal informing them of the appeal date and of the place of hearing and indicating the time estimate given by the appellant. The parties will be invited to notify the court of any alternative or revised time estimates. In the absence of any such notification the estimate of the appellant will be taken as agreed. The court will also send to the appellant a document setting out the court's requirement concerning the form and content of the bundle of documents for the use of the single judge. Not later than 7 days before the appeal date the bundle of documents must be filed by the appellant at the address of the relevant venue as set out in sub-paragraph 17.22(2) above and a copy of it must be served by the appellant on each respondent. The bundle should include an approved transcript of the judgment of the lower court or, where there is no officially recorded judgment, the document(s) referred to in paragraph 5.12 of the Practice Direction to CPR Part 52.
a) any of the methods referred to in CPR Part 6 rule 2; or
(6) service of an appeal notice shall be proved by a Certificate of Service in accordance with CPR Part 6 rule 10 (CPR Form N215) which must be filed at the relevant venue referred to at Paragraph 17.22(2) above immediately after service. |
| 17.23 | Only the following paragraphs of the Practice Direction to CPR Part 52, with any necessary modifications, shall apply to first appeals: 5.12 and 5.14 to 5.20 inclusive. |
| 17.24 |
(1) Where, under the procedure relating to appeals in insolvency proceedings prior to the coming into effect of this Part of this Practice Direction, an appeal has been set down in the High Court or permission to appeal to the Court of Appeal has been granted before 2nd May 2000, the procedure and practice set out in this Part of this Practice Direction shall apply to such an appeal after that date.
a) in the case of a first appeal, to set down in the High Court an appeal which relates to an order made (County Court) or sealed (High Court) after 27th March 2000 and before 2nd May 2000, or the time for filing an appeal notice is extended to 16th May 2000 and application for any such permission should be made in the appeal notice. |
Respondent's Notice (PDF 75.8Kb)
